Securities Litigation

Securities Litigation Attorneys in Beverly, MA

Experienced Legal Support for Securities Disputes in Boston

Securities conflicts are often delicate, highly sensitive affairs that can result in significant financial loss or severe reputational damage if mishandled. Effectively adjudicating these matters involves a deep understanding of the complex regulatory laws.

Our Beverly securities litigation lawyers at Gelb & Gelb LLP have over 3 decades of legal experience and can give your company the support and guidance it needs in resolving these challenging conflicts. Our firm has tried these cases in state and federal courts as well as arbitration. We will advocate for your position every step of the way and do everything possible to deliver the results that you need.

If you have become involved in a securities dispute, our team can help. Contact us online or call our number (877) 867-0034 to get started.

Our Securities Litigation Services in Beverly

We have a track record of helping individual business owners and companies navigate multifaceted securities disputes. In addition to formal litigation, we can explore alternative resolution options, including reaching settlements through arbitration and mediation or conciliation. Our firm can also facilitate a working relationship with the Financial Industry Regulatory Authority and run private company mediations.

Our Beverly securities litigation attorneys at Gelb & Gelb LLP can assist you with matters involving:

Accountants’ Liability & Financial Document Accuracy

If your critical financial documents are improperly prepared, you can face often avoidable audits or even greater consequences. Your accountant is responsible for delivering these documents without misstatements, errors, or discrepancies. If an accountant fails to fulfill this duty, there may be liability for any damages your company incurs as a result. These cases can be especially complex, as accountants often purchase professional liability insurance to protect themselves in such scenarios. Our team can help you pursue appropriate legal action and recover damages.

Broker-Dealer Liability & Investment Supervision

Broker-dealers can be held liable if they fail to exercise good judgment and reasonable supervisory procedures, including investigating and following up on potential red flags. They can also potentially be found responsible for damages stemming from negligence, unsuitability, and misrepresentation. We can represent broker-dealers who have been accused of these violations. We can also help individuals and companies recover damages if they have been injured as a result of the actions of their broker-dealer.

Directors’ & Officers’ Liability in Corporate Governance

Directors and officers of a company have a fiduciary duty to the company’s stakeholders. Even when they act in what they believe to be the best interests of the business, dissatisfied stakeholders will sometimes choose to pursue legal action against individual leaders. Our firm can represent you if you face legal action as a result of your company leadership position. We will review the facts of the case as well as the corporate governance laws in order to build a robust defense.

Resolving Disputes in Securities Transactions

Any transaction involving securities can be a high-stakes affair with significant financial implications. When conflicts occur, our team can work with you to achieve a favorable outcome and protect your best interests. We are familiar with all types of securities transactions.

Financial Planner Liability & Fiduciary Duty

When you retain a financial planner, that person has a fiduciary responsibility to act in your best interest. If a financial planner violates that obligation or engages in regulatory non-compliant behavior, your financial health can be placed in jeopardy. Our team can assist you in pursuing damages for breaches of fiduciary duty, regulatory noncompliance, and more.

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"Highest Recommendation"
Outstanding and extremely knowledgeable professionals, highest recommendation.

- Adam P.
"It’s rare to find attorneys who combine deep legal expertise with such kindness and sincerity."
It’s rare to find attorneys who combine deep legal expertise with such kindness and sincerity. If you’re looking for a team that is not only highly skilled but also truly invested in their clients, Gelb & Gelb is the place to go. Highly rec

- Sheena V.

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Insurance Agent Liability & Policyholder Rights

Should your business suffer an incident covered by one of your insurance policies, you rightfully expect that you will be fairly compensated under the policy’s terms. However, if you discover your insurance agent has failed to procure the necessary coverage, your business can be left in a vulnerable position. Our firm can work to protect your company from loss when your insurance agent fails to uphold their responsibilities.

Investment Adviser Liability & Protecting Your Interests

Securities & Investment Fraud Defense & Claims

Fraudulent activity involving securities can take many forms and be extremely damaging, embarrassing, and legally complex. We regularly assist companies and individuals who have suffered damages as a result of securities fraud. Our team also represents those who have been accused of fraudulent activity.

Ready to resolve your securities dispute? Contact our Beverly attorneys today.

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Committed to Your Needs

We do everything possible to make sure your best interests are at the forefront of everything we do. We are honored by how many clients have placed their trust and confidence in our firm.

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We have handled numerous high-profile cases which have garnered attention in the media.

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Why Clients Choose Us

A strong reputation in the legal community along with a commitment to helping others.

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Publications & Seminars

We are passionate about professional development and authorship.

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In Recognition of Our Skill in the Courtroom, Our Massachusetts Lawyers Have Been Honored by the Following:

The Top 100 Lawyers in Massachusetts
The Best of the U.S.'s List of the Best Services Professionals under Family Law and Commercial Litigation
Numerous Press & Publications
AV® Rated by Martindale-Hubbell®
Avvo Rating of 10.0 Superb
Super Lawyers® List

Contact Us for Your Consultation

Our Team Is Here To Support You!

Call Us Today (877) 867-0034

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