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Regulatory Proceedings

Gelb & Gelb LLP represents individuals and businesses before state and federal regulatory agencies and licensing authorities.  The firm's clients include securities brokers, investment advisers, financial planners, accountants, insurance agents, real estate agents and physicians.   The following are examples of regulatory agencies before which Gelb & Gelb LLP represents clients:

  • United States Securities and Exchange Commission
  • United States Department of Justice
  • United States Department of Labor
  • United States Department of Agriculture
  • Financial Industry Regulatory Authority (FINRA)
  • Massachusetts Secretary of State's Office
  • Massachusetts Securities Division
  • Massachusetts Board of Accountancy
  • Massachusetts Division of Insurance
  • Massachusetts Board of Registration of Medicine
  • Massachusetts Division of Professional Licensure
  • Massachusetts Alcoholic Beverages Control Commission 
  • Massachusetts Registry of Motor Vehicles
Attorney Web DesignThis website, including any of its associated pages, provides general information about Gelb & Gelb LLP and is not intended as legal advice, and therefore, it should not be considered or relied upon as such. Please understand that absent a formal client agreement, contacting Gelb & Gelb LLP through this website, by email or by telephone will not establish an attorney-client relationship. Any unsolicited information or documents transmitted by you to Gelb & Gelb LLP will not be treated as confidential.

Address: 900 Cummings Center, Suite 207-V Beverly, Massachusetts 01915 Phone: (617) 345-0010 Fax: (617) 345-0009