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Regulatory Proceedings

Gelb & Gelb LLP represents individuals and businesses before state and federal regulatory agencies and licensing authorities.  The firm's clients include securities brokers, investment advisers, financial planners, accountants, insurance agents, real estate agents and physicians.   The following are examples of regulatory agencies before which Gelb & Gelb LLP represents clients:

  • United States Securities and Exchange Commission
  • United States Department of Justice
  • United States Department of Labor
  • United States Department of Agriculture
  • Financial Industry Regulatory Authority (FINRA)
  • Massachusetts Secretary of State's Office
  • Massachusetts Securities Division
  • Massachusetts Board of Accountancy
  • Massachusetts Division of Insurance
  • Massachusetts Board of Registration of Medicine
  • Massachusetts Division of Professional Licensure
  • Massachusetts Alcoholic Beverages Control Commission 
  • Massachusetts Registry of Motor Vehicles
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Address: 84 State Street , 4th Floor Boston, Massachusetts 02109 Phone: (617) 345-0010 Fax: (617) 345-0009